Patent Foramen Ovale in Diving

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Continuing Education Activity

Patent foramen ovale (PFO), a congenital heart condition in which the fetal foramen ovale fails to close after birth, has emerged as a significant concern for divers. This activity explores the pathophysiology, assessment, and management of PFO in divers, shedding light on its critical associations with severe neurological decompression sickness, inner ear decompression sickness, and cutis marmorata. 

Furthermore, this activity underscores the importance of a collaborative interprofessional approach. Diving instructors, healthcare providers, and emergency responders all play a pivotal role in caring for individuals affected by PFO. Participants will gain insights into the coordinated efforts required to enhance the safety and well-being of divers with PFO, ultimately contributing to the prevention and management of related health issues in the underwater world. 

Objectives:

  • Differentiate between benign decompression sickness and potentially life-threatening events related to patent foramen ovale to enable prompt and appropriate interventions.

  • Implement preventive measures and strategies for divers diagnosed with patent foramen ovale, including counseling on dive depth limitations and considering the use of bubble mitigation techniques.

  • Communicate effectively with divers, diving instructors, and other healthcare professionals to ensure a comprehensive understanding of patent foramen ovale–related risks and management strategies.

  • Identify the importance of improving care coordination amongst interprofessional team members to improve outcomes for patients with patent foramen ovale who are considering diving.

Introduction

Patent foramen ovale (PFO) is a condition in which the foramen ovale, present in the atrial septum of the developing fetus, fails to close after birth. In divers, it has been associated with severe neurological decompression sickness, inner ear decompression sickness, and cutis marmorata.[1][2][3]

Etiology

The foramen ovale is present in utero and allows blood to pass from the right atrium to the left atrium, bypassing the fetal lungs. It normally closes within a few years after birth. If it fails to close, it may continue to allow the shunting of venous blood into the left heart.[4] However, the shunt is usually minuscule and not clinically significant because of the higher pressure in the systemic circulation.

Epidemiology

The foramen ovale remains open, or patent, in 20% to 34% of the adult population, with detectable shunting in 8% to 10%.[5] The incidence of decompression sickness in the general diving population is relatively low, ranging from 0.01% to 0.095%, depending on the diving environment and type of diving performed.[6] In relatively small cohorts of divers with a known patent foramen ovale, the incidence of decompression sickness ranges from 0.5% to 1.8%.[7][8]

Pathophysiology

Seawater weighs approximately 64 pounds per cubic foot or 1024 kilograms per cubic meter. Freshwater weighs slightly less, but the two are considered equivalent when determining the diving depth and calculating decompression schedules. When a diver descends into the water, the pressure around them increases as a function of the weight of the surrounding water. For example, at 33 feet of seawater (FSW)/10 meters of seawater (MSW), the pressure is twice atmospheric (2 atmospheres absolute, or ATA, 1 ATA = 1.01325 bar = 760 mm Hg); at 66 FSW/20 MSW, three times atmospheric pressure (3 ATA); at 99 FSW/30 MSW, four times (4 ATA), and so on. For the diver to inflate their lungs, breathing gas must be supplied at a pressure equivalent to the ambient water pressure. This is the function of diving equipment, whether self-contained underwater breathing apparatus (SCUBA) or surface-supplied.

Most divers breathe compressed air, which is roughly 78% nitrogen. However, nitrogen produces measurable decrements in cognitive performance, beginning at a depth of about 3 ATA/3 bar/66 FSW/20 MSW. This effect, known as nitrogen narcosis, becomes debilitating beyond approximately 200 FSW/60 MSW.[9][10] Dives deeper than that are typically made using a mixture of helium and oxygen since helium has almost no narcotic properties. Many technical divers use a combination of helium, nitrogen, and oxygen ("trimix") at shallower depths to help offset the effects of nitrogen narcosis (and the considerable cost of using helium alone as a diluent). Although nitrogen is not chemically inert, it is often referred to by divers as an "inert" gas.

At atmospheric pressure, the dissolved inert gas in the body is in equilibrium with that of the atmosphere. As the pressure of the diver's breathing gas increases with increasing depth, the partial pressure of inert gas in the breathing mix also rises. This creates a positive pressure gradient between the inert gas in the lungs and the gas dissolved in the blood and body tissues. Inert gas molecules in the lungs then pass through the alveolar-capillary interface and dissolve in the body as a function of partial pressure and time. In other words, the farther a diver descends and the longer they stay at depth, the more inert gas dissolves in the blood and body tissues.

As a diver ascends toward the surface, the inert gas pressure in the lungs decreases, and the pressure gradient between the lungs and the body equilibrates and then reverses. When the partial pressure of dissolved inert gas in the body is higher than the partial pressure of inert gas in the lungs, the tissues become supersaturated. The gas molecules in the body then pass through the alveolar-capillary membrane into the lungs and are exhaled. This is a simplified description of the process known as decompression. Detailed decompression algorithms are designed to control this process and allow the diver to return safely to the surface.

Bubbles may form in supersaturated body tissues. The physical process of these bubbles forming is the same as in a carbonated beverage after the lid is removed. Decompression sickness occurs when these bubbles produce symptoms. "Silent," or asymptomatic, bubbles may form in the venous blood even after normal, uneventful decompression. Silent venous bubbles typically travel through the right heart and lodge in the pulmonary circulation, where they are slowly eliminated.

Bubbles in the venous circulation present after decompression may be shunted through a patent foramen ovale when they reach the right atrium. They subsequently become arterialized, where they may produce symptoms if they lodge in the arterial supply to the tissue. There is not a 1:1 correlation between patent foramen ovale and decompression sickness, and the exact relationship between the two remains unclear. Also, intrapulmonary shunts are present in most of the population at rest and are even more prevalent during vigorous exercise, so patent foramen ovale is not the only mechanism of arteriovenous shunting in divers without other abnormalities of the cardiac septum.[11][12]

History and Physical

Patent foramen ovale is typically asymptomatic. It has been associated with migraine with aura and cryptogenic stroke, though the evidence for this is conflicting.[13][14][15][16][17]

The dive profile in which a right-to-left shunt is most likely in decompression sickness is provocative enough to evoke silent venous gas emboli, uneventfully follows an established decompression protocol, is without other known risk factors, and produces sudden-onset severe decompression sickness symptoms. More than one such episode increases the likelihood that a right-to-left shunt exists. When recommending patent foramen ovale testing and interpreting test results, the practitioner should remain mindful that patent foramen ovale is not the only source of AV shunting, as noted above. Patent foramen ovale testing is not indicated in divers who have suffered from only minor decompression sickness symptoms, for example, joint pain, swelling, and type 1 skin rash.

Long, deep dives, aggressive decompression protocols, omitted decompression, rapid ascent, heavy work at depth, cold on decompression, and repetitive dives (especially over multiple days) are risk factors for decompression sickness.

Evaluation

Routine screening for patent foramen ovale in divers is not recommended; it is reasonable to screen high-risk individuals such as those who suffer from a migraine with aura or congenital heart disease or who have a family history of patent foramen ovale.[2]

Echocardiography with bubble contrast is the standard detection method for patent foramen ovale. Studies should be performed at rest and with provocative maneuvers, eg, Valsalva. Transcranial Doppler is an inexpensive and noninvasive screening tool for patients with a suspected right-to-left shunt, but it cannot determine intracardiac shunt morphology.[18][19][18] Transthoracic echocardiography (TTE) with bubble contrast is sensitive enough to detect a clinically significant patent foramen ovale, but some practitioners may choose to perform TEE with bubble contrast.[2][20]

Treatment / Management

Divers who present with acute decompression sickness should be treated with hyperbaric oxygen therapy by established protocols. The United States Navy's treatment tables in the U.S. Navy Diving Manual are available for download.

Divers who have suffered from unexplained severe sudden-onset neurological decompression sickness, inner ear decompression sickness, or cutis marmorata and are subsequently found to have a patent foramen ovale should be cautioned against returning to diving. More than one such decompression sickness incident increases the gravity of this recommendation. However, clearance to dive is based partly on the judgment of the trained, experienced practitioner. Some of these divers may safely return to diving provided they exercise caution, which can mean diving with nitrox using air tables or the "air" setting on a dive computer, avoiding decompression diving, and not descending to the limits of their computer's tables or decompression algorithms.[2] Military and commercial divers are usually subject to more stringent requirements. Any diver with residual neurological symptoms should refrain from diving until those symptoms are fully resolved.

Divers with patent foramen ovale may inquire about percutaneous closure. This individual decision should be made in consultation with a cardiologist and a physician trained in diving medicine. PFO closure is not without risk, and this risk must be balanced against the individual risk of decompression sickness when evaluating divers with PFO. Mas et al (2017) reported a major device and procedural complication rate of 5.9% using 11 different devices (N=238), and Saver et al (2017) reported a combined procedural (2.4%) and device-related (2.6%) complication rate of 5.0% using the Amplatzer PFO occluder (N=499).[21][22] Pearman et al (2015) reported a serious complication rate of 2.9% in 105 divers who had a PFO closure performed by a single cardiologist.[23] Verna & Tobis (2011) cite a closure device explantation rate of 0.28% (N=13,736).[24]  Bissessor et al reported zero residual shunts at 1 year with only 1 in-hospital complication using both the available devices (N=70).[25] Lee et al (2018) reported closure complications in 2 of the 60 patients studied (3.3%).[26]

Torti et al (2004) reported an incidence of serious DCS of 5 per 10,000 dives (0.05%) in divers with PFO (N=63).[7] Liou et al (2015) reported an incidence of serious DCS of 18/1000 (1.8%) in divers with PFO (N=39); their incidence of serious DCS in divers without PFO was 1.3% (N=36), which is significantly higher than the 0.01% to 0.095% cited by other authorities based on much larger cohorts.[8][6] Some evidence suggests that size matters: one retrospective study found the mean PFO size in divers who had experienced DCS was 5 mm larger than the mean PFO size in the general population.[27]

PFO closure should not be routinely considered in divers with asymptomatic patent foramen ovale who have not suffered from decompression sickness. These divers should instead be counseled to dive conservatively, as outlined above.[28] Rarely, a diver with a known patent foramen ovale and no history of DCS who plans to participate in expedition-level dives involving extensive decompression may request closure before these dives. Again, the risk of the device and procedural complications must be weighed against the best estimate of the individual diver's risk of DCS.

A diver who has undergone patent foramen ovale closure may return to diving after they are cleared for full activity by the cardiologist and a physician trained and experienced in the examination of divers. Post-closure echocardiography should show "adequate reduction or abolition" of the patent foramen ovale, and the diver should be off all anticoagulants other than aspirin.[2] Evidence suggests that closure of a patent foramen ovale may decrease the risk of decompression illness in divers with patent foramen ovale who have previously suffered from decompression sickness.[20][29][30]

Differential Diagnosis

The differential diagnoses include the following:

  • Coronary sinus atrial septal defects 
  • Ostium primum atrial septal defects
  • Partial anomalous pulmonary venous connection 
  • Sinus venosus atrial septal defect
  • Total anomalous pulmonary venous connection

Enhancing Healthcare Team Outcomes

Education of divers with patent foramen ovale is crucial to mitigating the risk of decompression illness. Providers should use a collaborative, descriptive (as opposed to proscriptive) approach, mindful that refraining from diving completely is often not a desirable course for recreational divers.


Details

Updated:

11/26/2023 12:38:52 AM

References


[1]

Guenzani S, Mereu D, Messersmith M, Olivari D, Arena M, Spanò A. Inner-ear decompression sickness in nine trimix recreational divers. Diving and hyperbaric medicine. 2016 Jun:46(2):111-6     [PubMed PMID: 27334999]


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Smart D, Mitchell S, Wilmshurst P, Turner M, Banham N. Joint position statement on persistent foramen ovale (PFO) and diving. South Pacific Underwater Medicine Society (SPUMS) and the United Kingdom Sports Diving Medical Committee (UKSDMC). Diving and hyperbaric medicine. 2015 Jun:45(2):129-31     [PubMed PMID: 26165538]


[3]

Wilmshurst PT. The role of persistent foramen ovale and other shunts in decompression illness. Diving and hyperbaric medicine. 2015 Jun:45(2):98-104     [PubMed PMID: 26165532]


[4]

Homma S, Messé SR, Rundek T, Sun YP, Franke J, Davidson K, Sievert H, Sacco RL, Di Tullio MR. Patent foramen ovale. Nature reviews. Disease primers. 2016 Jan 21:2():15086. doi: 10.1038/nrdp.2015.86. Epub 2016 Jan 21     [PubMed PMID: 27188965]


[5]

Giblett JP, Williams LK, Kyranis S, Shapiro LM, Calvert PA. Patent Foramen Ovale Closure: State of the Art. Interventional cardiology (London, England). 2020 Apr:15():e15. doi: 10.15420/icr.2019.27. Epub 2020 Nov 24     [PubMed PMID: 33318751]


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Vann RD, Butler FK, Mitchell SJ, Moon RE. Decompression illness. Lancet (London, England). 2011 Jan 8:377(9760):153-64. doi: 10.1016/S0140-6736(10)61085-9. Epub     [PubMed PMID: 21215883]


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Torti SR, Billinger M, Schwerzmann M, Vogel R, Zbinden R, Windecker S, Seiler C. Risk of decompression illness among 230 divers in relation to the presence and size of patent foramen ovale. European heart journal. 2004 Jun:25(12):1014-20     [PubMed PMID: 15191771]


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Liou K, Wolfers D, Turner R, Bennett M, Allan R, Jepson N, Cranney G. Patent foramen ovale influences the presentation of decompression illness in SCUBA divers. Heart, lung & circulation. 2015 Jan:24(1):26-31. doi: 10.1016/j.hlc.2014.07.057. Epub 2014 Jul 17     [PubMed PMID: 25130890]


[9]

Kirkland PJ, Mathew D, Modi P, Cooper JS. Nitrogen Narcosis In Diving. StatPearls. 2024 Jan:():     [PubMed PMID: 29261931]


[10]

Freiberger JJ, Derrick BJ, Natoli MJ, Akushevich I, Schinazi EA, Parker C, Stolp BW, Bennett PB, Vann RD, Dunworth SA, Moon RE. Assessment of the interaction of hyperbaric N2, CO2, and O2 on psychomotor performance in divers. Journal of applied physiology (Bethesda, Md. : 1985). 2016 Oct 1:121(4):953-964. doi: 10.1152/japplphysiol.00534.2016. Epub 2016 Sep 15     [PubMed PMID: 27633739]


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Lovering AT, Stickland MK, Kelso AJ, Eldridge MW. Direct demonstration of 25- and 50-microm arteriovenous pathways in healthy human and baboon lungs. American journal of physiology. Heart and circulatory physiology. 2007 Apr:292(4):H1777-81     [PubMed PMID: 17142338]


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Eldridge MW, Dempsey JA, Haverkamp HC, Lovering AT, Hokanson JS. Exercise-induced intrapulmonary arteriovenous shunting in healthy humans. Journal of applied physiology (Bethesda, Md. : 1985). 2004 Sep:97(3):797-805     [PubMed PMID: 15107409]


[13]

Saver JL. Cryptogenic Stroke. The New England journal of medicine. 2016 Sep 15:375(11):e26. doi: 10.1056/NEJMc1609156. Epub     [PubMed PMID: 27626542]


[14]

Larrosa D, Ramón C, Alvarez R, Martínez-Camblor P, Cernuda E, Pascual J. No Relationship Between Patent Foramen Ovale and Migraine Frequency. Headache. 2016 Oct:56(9):1466-1473. doi: 10.1111/head.12945. Epub 2016 Sep 16     [PubMed PMID: 27634435]


[15]

Manolis AS. Impact of Percutaneous Closure of Interatrial Shunts on Migraine Attacks: Single-Operator Series and Review of the Literature. Reviews on recent clinical trials. 2017:12(2):129-138. doi: 10.2174/1574887112666170328124939. Epub     [PubMed PMID: 28356032]


[16]

Rayhill M, Burch R. PFO and Migraine: Is There a Role for Closure? Current neurology and neuroscience reports. 2017 Mar:17(3):20. doi: 10.1007/s11910-017-0730-5. Epub     [PubMed PMID: 28283958]


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Jaffre A, Guidolin B, Ruidavets JB, Nasr N, Larrue V. Non-obstructive carotid atherosclerosis and patent foramen ovale in young adults with cryptogenic stroke. European journal of neurology. 2017 May:24(5):663-666. doi: 10.1111/ene.13275. Epub 2017 Mar 15     [PubMed PMID: 28295858]


[18]

Tobe J, Bogiatzi C, Munoz C, Tamayo A, Spence JD. Transcranial Doppler is Complementary to Echocardiography for Detection and Risk Stratification of Patent Foramen Ovale. The Canadian journal of cardiology. 2016 Aug:32(8):986.e9-986.e16. doi: 10.1016/j.cjca.2015.12.009. Epub 2015 Dec 18     [PubMed PMID: 26952158]


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Level 3 (low-level) evidence

[20]

Koopsen R, Stella PR, Thijs KM, Rienks R. Persistent foramen ovale closure in divers with a history of decompression sickness. Netherlands heart journal : monthly journal of the Netherlands Society of Cardiology and the Netherlands Heart Foundation. 2018 Nov:26(11):535-539. doi: 10.1007/s12471-018-1153-x. Epub     [PubMed PMID: 30178210]


[21]

Mas JL, Derumeaux G, Guillon B, Massardier E, Hosseini H, Mechtouff L, Arquizan C, Béjot Y, Vuillier F, Detante O, Guidoux C, Canaple S, Vaduva C, Dequatre-Ponchelle N, Sibon I, Garnier P, Ferrier A, Timsit S, Robinet-Borgomano E, Sablot D, Lacour JC, Zuber M, Favrole P, Pinel JF, Apoil M, Reiner P, Lefebvre C, Guérin P, Piot C, Rossi R, Dubois-Randé JL, Eicher JC, Meneveau N, Lusson JR, Bertrand B, Schleich JM, Godart F, Thambo JB, Leborgne L, Michel P, Pierard L, Turc G, Barthelet M, Charles-Nelson A, Weimar C, Moulin T, Juliard JM, Chatellier G, CLOSE Investigators. Patent Foramen Ovale Closure or Anticoagulation vs. Antiplatelets after Stroke. The New England journal of medicine. 2017 Sep 14:377(11):1011-1021. doi: 10.1056/NEJMoa1705915. Epub     [PubMed PMID: 28902593]


[22]

Saver JL, Carroll JD, Thaler DE, Smalling RW, MacDonald LA, Marks DS, Tirschwell DL, RESPECT Investigators. Long-Term Outcomes of Patent Foramen Ovale Closure or Medical Therapy after Stroke. The New England journal of medicine. 2017 Sep 14:377(11):1022-1032. doi: 10.1056/NEJMoa1610057. Epub     [PubMed PMID: 28902590]


[23]

Pearman A, Bugeja L, Nelson M, Szantho GV, Turner M. An audit of persistent foramen ovale closure in 105 divers. Diving and hyperbaric medicine. 2015 Jun:45(2):94-7     [PubMed PMID: 26165531]


[24]

Verma SK, Tobis JM. Explantation of patent foramen ovale closure devices: a multicenter survey. JACC. Cardiovascular interventions. 2011 May:4(5):579-85. doi: 10.1016/j.jcin.2011.01.009. Epub     [PubMed PMID: 21596333]

Level 3 (low-level) evidence

[25]

Bissessor N, Wong AW, Hourigan LA, Jayasinghe RS, Scalia GS, Burstow DJ, Griffiths LR, Savage M, Walters DL. Percutaneous patent foramen ovale closure: outcomes with the Premere and Amplatzer devices. Cardiovascular revascularization medicine : including molecular interventions. 2011 May-Jun:12(3):164-169. doi: 10.1016/j.carrev.2010.06.001. Epub 2010 Oct 20     [PubMed PMID: 21640934]


[26]

Lee PH, Song JK, Kim JS, Heo R, Lee S, Kim DH, Song JM, Kang DH, Kwon SU, Kang DW, Lee D, Kwon HS, Yun SC, Sun BJ, Park JH, Lee JH, Jeong HS, Song HJ, Kim J, Park SJ. Cryptogenic Stroke and High-Risk Patent Foramen Ovale: The DEFENSE-PFO Trial. Journal of the American College of Cardiology. 2018 May 22:71(20):2335-2342. doi: 10.1016/j.jacc.2018.02.046. Epub 2018 Mar 12     [PubMed PMID: 29544871]


[27]

Wilmshurst PT, Morrison WL, Walsh KP. Comparison of the size of persistent foramen ovale and atrial septal defects in divers with shunt-related decompression illness and in the general population. Diving and hyperbaric medicine. 2015 Jun:45(2):89-93     [PubMed PMID: 26165530]


[28]

Klingmann C, Rathmann N, Hausmann D, Bruckner T, Kern R. Lower risk of decompression sickness after recommendation of conservative decompression practices in divers with and without vascular right-to-left shunt. Diving and hyperbaric medicine. 2012 Sep:42(3):146-50     [PubMed PMID: 22987461]


[29]

Billinger M, Zbinden R, Mordasini R, Windecker S, Schwerzmann M, Meier B, Seiler C. Patent foramen ovale closure in recreational divers: effect on decompression illness and ischaemic brain lesions during long-term follow-up. Heart (British Cardiac Society). 2011 Dec:97(23):1932-7. doi: 10.1136/heartjnl-2011-300436. Epub 2011 Sep 13     [PubMed PMID: 21917666]


[30]

Henzel J, Rudziński PN, Kłopotowski M, Konka M, Dzielińska Z, Demkow M. Transcatheter closure of patent foramen ovale for the secondary prevention of decompression illness in professional divers: a single-centre experience with long-term follow-up. Kardiologia polska. 2018:76(1):153-157. doi: 10.5603/KP.a2017.0182. Epub 2017 Oct 5     [PubMed PMID: 28980295]